Rulings
SAT: Stays SEBI order in Vedanta late dividend payout case
SEBI: Penalises Merchant Banker for not disclosing late utilization of funds to monitor IPO-performance
SEBI: Imposes Rs. 15 lakh penalty on Family Care Hospitals for LODR non-compliance
SEBI: Penalises Radico Khaitan’s former VP for violating insider trading norms
SAT: Stays SEBI restrictions on Catalyst Trusteeship citing irreparable harm to business, reputation
SEBI: Slaps Rs. 20 lakh penalty on broker for non-settlement of inactive clients’ funds
SEBI: Confirms interim order restraining 5 entities in LIC front running case
SEBI: Slaps Rs. 7 lakh penalty on Wealthmax Investment Advisor for non-execution of client agreements
SEBI: Orders Vedanta to pay Cairn UK Holdings Rs 77.62 cr. for late dividend payout
SEBI: Penalises entity for creating misleading appearance of trading in Co.’s scrip